Compliance Officer | Abu Dhabi, UAE

Description

Toro is the trading and investing platform that empowers users to invest, share and learn. Founded in 2007, we envision a world where everyone can trade and invest simply and transparently. Our platform fosters collaboration and investor education, allowing users to view other investors' portfolios and statistics, exchange ideas, discuss strategies, and benefit from shared knowledge. With over 38 million registered users from 75 countries and available in 20 languages, we are a fast-growing business with over 1,500 employees across 13 global offices. You can find out more about eToro here.

What will you be doing?

1. Provide support and guidance to staff on regulatory, policy and procedural issues and applications.
2. Handle Trading Compliance alerts while collaborating with the Risk department.
3. Design and implement the compliance monitoring plan, performing monitoring, surveillance, and subsequent reviews.
4. Analyze and review marketing materials and financial promotions.
5. Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.
6. Review and update Compliance policies and procedures in line with regulatory changes.
7. Provide the SEO, Board, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.
8. Stay updated with regulatory developments both locally and internationally, focusing on FSRA's policy updates, guidance from the Central Bank of the UAE, and international best practices.
9. Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.
10. Provide compliance training to staff.

1. 5-6 years of relevant experience.
2. Proven track record of working in financial services - ACAMS, ICA or similar diploma preferred.
3. Experience in building working relationships with Regulators, with direct experience working with FSRA regulated firms being an advantage.
4. Able to advise Group colleagues on complex regulatory issues.
5. Experienced in successfully managing multiple projects simultaneously.
6. Able to work to short timelines in a fast-paced environment.