Compliance Manager

Responsibilities:

1. Assist in drafting and implementing policies and procedures and provide AML advice to front office to comply with AML regulatory requirements.
2. Identify the AML policies and procedures necessary to support the business. Support in preparation and refresh of AML business risk assessment.
3. Advise relationship managers on AML/ Compliance requirements and establishment of procedures in line with AML framework.
4. Review / approve new client onboarding documentation and periodic reviews to ensure compliance with AML regulations and AML requirements.
5. Perform risk assessment and make decisions with regards to unblocking of accounts and assist in conducting investigations and filing suspicious transaction reports as appropriate.
6. Provide compliance and AML training and ensure compliance awareness of the staff.
7. Review regular reports as required by the head office and regulators.
8. Support in review of AML assessments of the branch and support implementation of audit recommendations.